SEC Form 4 · accession 0000899243-18-002546
Core Natural Resources, Inc. · CNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J. McCaffrey
Officer — See Remarks
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Jan 30, 2018 | A | 7,477 | $0.00 | A | 14,282 | D | |
| Common stock, par value $0.01 per shareF2,F3 | Jan 30, 2018 | F | 2,127 | $31.59 | D | 12,155 | D | |
| Common stock, par value $0.01 per share | holding | — | — | — | 1,843 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the Long Term Incentive Program for the 2015-2017 performance period (2,499 shares), and (b) the 2016 Long Term Incentive Program for the 2017 performance period (4,978 shares).
- F2Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.
- F3Of the 12,155 shares reported as directly held, 6,706 are restricted stock units (including dividend equivalent rights).
Remarks
Senior Vice President- Coal Marketing