SEC Form 4 · accession 0000899243-18-002531
Core Natural Resources, Inc. · CNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Khani
Officer — EVP & Chief Financial Officer
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Jan 30, 2018 | A | 63,677 | $0.00 | A | 149,476 | D | |
| Common stock, par value $0.01 per shareF2 | Jan 30, 2018 | F | 28,847 | $31.59 | D | 120,629 | D | |
| Common stock, par value $0.01 per shareF3,F4 | Jan 31, 2018 | F | 7,192 | $32.43 | D | 113,437 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the Long Term Incentive Program for the 2015-2017 performance period (23,837 shares), and (b) the 2016 Long Term Incentive Program for the 2017 performance period (39,840 shares).
- F2Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from (a) the vesting of restricted stock units previously granted to him (2,842 shares), and (b) the vesting and settlement of performance share units previously reported herein (26,005 shares).
- F3Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
- F4Of the 113,437 shares reported as directly held, 53,901 are restricted stock units (including dividend equivalent rights).