SEC Form 4 · accession 0000899243-17-029470
Core Natural Resources, Inc. · CNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Brock
Officer — Chief Executive Officer · Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Dec 20, 2017 | F | 5,159 | $32.50 | D | 35,618 | D | |
| Common stock, par value $0.01 per share | holding | — | — | — | 3,740 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously issued to him as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX Resources Corporation (f/k/a CONSOL Energy Inc.).
- F2Of the 35,618 shares reported as directly held, 25,150 are restricted stock units (including dividend equivalent rights).