SEC Form 4 · accession 0000899243-17-028771
Core Natural Resources, Inc. · CNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha A Wiegand
Officer — General Counsel & Secretary
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3 | Dec 12, 2017 | A | 6,706 | $0.00 | A | 7,321 | D | |
| Common stock, par value $0.01 per shareF2 | holding | — | — | — | 143 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 6,706 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2Includes shares of Issuer common stock received in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended, in connection with the legal and structural separation of Issuer from CNX Resources Corporation.
- F3Of the 7,321 shares reported as directly held, 6,706 are restricted stock units (including dividend equivalent rights).