SEC Form 4 · accession 0001719312-18-000002
National Vision Holdings, Inc. · EYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Beasley
Officer — SVP, Accounting, & Controller
Period of report
Jun 20, 2018
Accepted (ET)
Jun 21, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2018 | M | 6,219 | $5.25 | A | 6,219 | D | |
| Common StockF2 | Jun 20, 2018 | S | 6,219 | $38.97 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.25 | Jun 20, 2018 | M | 6,219 | D | — | Sep 1, 2025 | Common Stock | 6,219 | 42,604 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2018
- F2Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $38.71 to $39.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Of these 48,823 stock options, 12,205 are vested and the remaining 36,618 stock options will vest in three equal annual installments on September 1, 2018, 2019 and 2020. An additional 91,543 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.