SEC Form 4 · accession 0001181253-19-000006
National Vision Holdings, Inc. · EYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Reade Fahs
Officer — Chief Executive Officer · Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2019 | S | 28,121 | $31.569 | D | 474,916 | D | |
| Common StockF1,F3 | Feb 6, 2019 | S | 1,879 | $32.373 | D | 473,037 | D | |
| Common StockF4,F5 | Feb 6, 2019 | S | 5,000 | $31.78 | D | 193,430 | I | Held by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019.
- F2Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $31.32 to $32.05. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $32.242 to $32.385. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Trust on November 30, 2018. The plan provides for monthly sales through June 5, 2019.
- F5Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $31.49 to $32.385. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.