SEC Form 5 · accession 0001104659-19-008822
Rubius Therapeutics, Inc. · RUBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Epstein
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | G | 180,000 | $0.00 | D | 4,800,453 | D | |
| Common Stock | Nov 28, 2018 | G | 180,000 | $0.00 | A | 180,000 | I | By Three Opinions Foundation Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to Three Opinions Foundation Inc. (the "Foundation"), of which the reporting person's wife is the President and a Director. The reporting person disclaims beneficial ownership of the shares held by the Foundation, and this report should not be deemed an admission that the reporting person is the beneficial owner of the Foundation's shares for purposes of Section 16 or for any other purpose.