SEC Form 4 · accession 0001127602-19-005777
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred M Et Al Rankin
Officer — Executive Chairman · Director · Other
Period of report
Feb 12, 2019
Accepted (ET)
Feb 13, 2019 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 12, 2019 | A | 17,743 | $24.965 | A | 368,108 | I | Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. |
| Class A Common Stock | holding | — | — | — | 14,160 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person. | |
| Class A Common Stock | holding | — | — | — | 2,000 | I | Proportionate general partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common Stock | holding | — | — | — | 25 | I | Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common Stock | holding | — | — | — | 12,322 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common Stock | holding | — | — | — | 541 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. | |
| Class A Common Stock | holding | — | — | — | 1,404 | I | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common StockF2 | holding | — | — | — | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin | |
| Class A Common StockF2 | holding | — | — | — | 25,099 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin | |
| Class A Common StockF2,F3 | holding | — | — | — | 59,675 | I | Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin | |
| Class A Common Stock | holding | — | — | — | 1,975 | I | Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner | |
| Class A Common StockF2 | holding | — | — | — | 14,313 | I | Reporting Person serves as Trustee of a Trust for the benefit of Bruce T. Rankin | |
| Class A Common Stock | holding | — | — | — | 5,370 | I | Reporting Person serves as Trustee of GST for the benefit of Clara R. Williams | |
| Class A Common Stock | holding | — | — | — | 5,370 | I | Reporting Person serves as Trustee of GST for the benefit of Helen R. Butler | |
| Class A Common Stock | holding | — | — | — | 9,600 | I | Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren | |
| Class A Common StockF2 | holding | — | — | — | 18,627 | I | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. | |
| Class A Common StockF2 | holding | — | — | — | 34,936 | I | Spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 14,160 | 14,160 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 25 | 25 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 2,000 | 2,000 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 12,322 | 12,322 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 541 | 541 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,404 | 1,404 | I |
| Class B Common StockF2,F3,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 59,498 | 59,498 | I |
| Class B Common StockF2,F3,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 25,099 | 25,099 | I |
| Class B Common StockF2,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 59,675 | 59,675 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,975 | 1,975 | I |
| Class B Common StockF2,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 14,313 | 14,313 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 344,853 | 344,853 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 5,370 | 5,370 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 5,370 | 5,370 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 9,600 | 9,600 | I |
| Class B Common StockF2,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 18,627 | 18,627 | I |
| Class B Common StockF2,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 34,936 | 34,936 | I |
Explanation of responses
- F1Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
- F2Reporting Person disclaims beneficial ownership of all such shares.
- F3Reporting Person serves as the Trustee for the Trust.
- F4N/A