SEC Form 5 · accession 0001127602-19-005744
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoire G Rankin
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Mar 19, 2018 | J | 945 | $0.00 | D | 18,625 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 205 | $0.00 | D | 541 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2,F3 | Mar 19, 2018 | J | 1 | $0.00 | D | 18,625 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. |
| Class A Common StockF2,F3 | Mar 19, 2018 | J | 50 | $0.00 | D | 18,625 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 205 | $0.00 | D | 541 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2,F3 | Mar 19, 2018 | J | 100 | $0.00 | D | 18,625 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. |
| Class A Common StockF2,F3 | Mar 19, 2018 | J | 1,365 | $0.00 | D | 18,625 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Mar 19, 2018 | J | 200 | $0.00 | D | 18,625 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | D | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF3 | holding | — | — | — | 14,160 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. | |
| Class A Common Stock | holding | — | — | — | 34,936 | I | Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin | |
| Class A Common StockF3 | holding | — | — | — | 14,313 | I | Spouse serves as Trustee of a Trust for the benefit of Bruce T. Rankin | |
| Class A Common Stock | holding | — | — | — | 5,370 | I | Spouse serves as Trustee of GST for the benefit of Clara R. Williams | |
| Class A Common Stock | holding | — | — | — | 5,370 | I | Spouse serves as Trustee of GST for the benefit of Helen R. Butler | |
| Class A Common StockF3 | holding | — | — | — | 9,600 | I | Spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren | |
| Class A Common StockF3 | holding | — | — | — | 2,000 | I | Spouse's proportionate general partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common StockF3 | holding | — | — | — | 25 | I | Spouse's proportionate general partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common StockF3 | holding | — | — | — | 12,322 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common Stock | holding | — | — | — | 1,404 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common StockF3 | holding | — | — | — | 59,498 | I | Spouse's proportionate LP interest in shares held by RA I, L.P. in trust fbo Bruce T. Rankin | |
| Class A Common StockF3 | holding | — | — | — | 59,675 | I | Spouse's proportionate LP interest in shares held by RA IV, L.P. in trust fbo Bruce T. Rankin |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 205 | D | — | — | Class A Common Stock | 205 | 541 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 205 | D | — | — | Class A Common Stock | 205 | 541 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Dec 31, 2018 | J | 2,661 | D | — | — | Class A Common Stock | 2,661 | 18,625 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | D | — | — | Class A Common Stock | 102 | 25,099 | I |
Explanation of responses
- F1Shares were distributed to the beneficiary of the trust for which Reporting Person's spouse is a trustee.
- F2N/A
- F3Reporting Person disclaims beneficial ownership of all such shares.