SEC Form 5 · accession 0001127602-19-005739

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alfred M Et Al Rankin

Officer — Executive Chairman · Director · Other

Period of report

Dec 31, 2018

Accepted (ET)

Feb 13, 2019 · 6:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Mar 19, 2018	J	200	$0.00	D	18,627	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Mar 19, 2018	J	945	$0.00	D	18,627	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F2,F3	Mar 19, 2018	J	1	$0.00	D	18,627	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Mar 19, 2018	J	50	$0.00	D	18,627	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F2,F3	Mar 19, 2018	J	100	$0.00	D	18,627	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Mar 19, 2018	J	1,365	$0.00	D	18,627	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2,F3	Nov 8, 2018	G	102	$0.00	D	25,099	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F2	Nov 8, 2018	G	205	$0.00	D	541	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F2	Nov 8, 2018	G	205	$0.00	D	541	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock	holding	—	—		—	14,160	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	holding	—	—		—	2,000	I	Proportionate general partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	25	I	Proportionate general partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock	holding	—	—		—	12,322	I	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	1,404	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F3	holding	—	—		—	59,498	I	Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F3,F4	holding	—	—		—	59,675	I	Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock^F3	holding	—	—		—	14,313	I	Reporting Person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST for the benefit of Clara R. Williams
Class A Common Stock	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST for the benefit of Helen R. Butler
Class A Common Stock	holding	—	—		—	9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	541	I
Class B Common Stock^F2,F3	—	Dec 31, 2018	J	2,661	D	—	—	Class A Common Stock	2,661	18,627	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2,F3,F4	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	25,099	I
Class B Common Stock^F2	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	541	I

Explanation of responses

F1Shares were distributed to the beneficiary of the trust for which Reporting Person is a trustee.
F2N/A
F3Reporting Person disclaims beneficial ownership of all such shares.
F4Reporting Person serves as the Trustee for the Trust.