SEC Form 5 · accession 0001127602-19-004731
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew M Rankin
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 8, 2019 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 19, 2018 | J | 200 | $0.00 | A | 11,149 | I | Reporting Person serves as Trustee of a Trust for the benefit of Matthew M Rankin |
| Class A Common StockF2 | Nov 8, 2018 | G | 102 | $0.00 | A | 9,000 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2 | Mar 19, 2018 | J | 945 | $0.00 | A | 11,149 | I | Reporting Person serves as Trustee of a Trust for the benefit of Matthew M Rankin |
| Class A Common StockF2 | Mar 19, 2018 | J | 1 | $0.00 | A | 11,149 | I | Reporting Person serves as Trustee of a Trust for the benefit of Matthew M Rankin |
| Class A Common StockF2 | Nov 8, 2018 | G | 205 | $0.00 | D | 9,000 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 205 | $0.00 | A | 1,712 | I | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2 | Mar 19, 2018 | J | 100 | $0.00 | A | 11,149 | I | Reporting Person serves as Trustee of a Trust for the benefit of Matthew M Rankin |
| Class A Common StockF2 | Mar 19, 2018 | J | 1,365 | $0.00 | A | 11,149 | I | Reporting Person serves as Trustee of a Trust for the benefit of Matthew M Rankin |
| Class A Common StockF2 | Mar 19, 2018 | J | 50 | $0.00 | A | 11,149 | I | Reporting Person serves as Trustee of a Trust for the benefit of Matthew M Rankin |
| Class A Common StockF2 | Nov 8, 2018 | G | 205 | $0.00 | D | 9,000 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 205 | $0.00 | A | 1,860 | I | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2 | Nov 8, 2018 | G | 205 | $0.00 | A | 9,000 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | A | 1,712 | I | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II, L.P. |
| Class A Common StockF2,F3 | Nov 8, 2018 | G | 102 | $0.00 | A | 1,860 | I | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II, L.P. |
| Class A Common Stock | holding | — | — | — | 500 | D | ||
| Class A Common StockF3 | holding | — | — | — | 722 | I | Held by Reporting Person's Spouse | |
| Class A Common StockF3 | holding | — | — | — | 645 | I | Reporting Person is co-trustee of a Trust fbo minor child | |
| Class A Common StockF3 | holding | — | — | — | 563 | I | Reporting person is co-trustee of a Trust fbo minor child | |
| Class A Common StockF3 | holding | — | — | — | 2,058 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Dec 31, 2018 | J | 2,661 | A | — | — | Class A Common Stock | 2,661 | 11,149 | I |
| Class B Common StockF2 | — | Nov 8, 2018 | G | 102 | A | — | — | Class A Common Stock | 102 | 9,000 | I |
| Class B Common StockF2 | — | Nov 8, 2018 | G | 205 | D | — | — | Class A Common Stock | 205 | 9,000 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 205 | A | — | — | Class A Common Stock | 205 | 1,712 | I |
| Class B Common StockF2 | — | Nov 8, 2018 | G | 205 | D | — | — | Class A Common Stock | 205 | 9,000 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 205 | A | — | — | Class A Common Stock | 205 | 1,860 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | A | — | — | Class A Common Stock | 102 | 1,712 | I |
| Class B Common StockF2 | — | Nov 8, 2018 | G | 205 | A | — | — | Class A Common Stock | 205 | 9,000 | I |
| Class B Common StockF2,F3 | — | Nov 8, 2018 | G | 102 | A | — | — | Class A Common Stock | 102 | 1,860 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 500 | 500 | D |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 722 | 722 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 645 | 645 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 2,058 | 2,058 | I |
Explanation of responses
- F1Distribution to the Reporting Person of shares held in trust for the benefit of the Reporting Person
- F2N/A
- F3Reporting Person disclaims beneficial ownership of all such shares.