SEC Form 5 · accession 0001127602-19-004730
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beatrice B Taplin
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 8, 2019 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 23, 2018 | G | 3,368 | $0.00 | D | 0 | I | Proportionate LLC interest in shares held by Abigail LLC |
| Class A Common StockF1 | Feb 5, 2018 | G | 15,364 | $0.00 | D | 59,052 | I | Held by Trust for which Reporting Person is both Trustee and Beneficiary. |
| Class A Common StockF1 | Jul 23, 2018 | G | 3,368 | $0.00 | D | 0 | I | Proportionate LLC interest in shares held by Abigail LLC |
| Class A Common StockF1 | Feb 5, 2018 | G | 15,364 | $0.00 | D | 59,052 | I | Held by Trust for which Reporting Person is both Trustee and Beneficiary. |
| Class A Common StockF1 | Jul 23, 2018 | G | 3,368 | $0.00 | D | 0 | I | Proportionate LLC interest in shares held by Abigail LLC |
| Class A Common Stock | holding | — | — | — | 13,040 | I | Held by Trust for the benefit of Reporting Person dated 1/21/1966. | |
| Class A Common Stock | holding | — | — | — | 344,600 | I | Proportionate LLC interest in shares held by Abigail II, LLC | |
| Class A Common StockF2 | holding | — | — | — | 50,118 | I | Reporting Person serves as Co-Trustee of Trusts for the benefit of grandchildren. | |
| Class A Common Stock | holding | — | — | — | 2 | I | Shares held in Trust: 2012 Taplin Annuity Trust #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Jul 23, 2018 | G | 3,368 | D | — | — | Class A Common Stock | 3,368 | 0 | I |
| Class B Common StockF1 | — | Jul 23, 2018 | G | 3,368 | D | — | — | Class A Common Stock | 3,368 | 0 | I |
| Class B Common StockF1 | — | Jul 23, 2018 | G | 3,368 | D | — | — | Class A Common Stock | 3,368 | 0 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 13,040 | 13,040 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 89,780 | 89,780 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 344,600 | 344,600 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 50,118 | 50,118 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 2 | 2 | I |
Explanation of responses
- F1N/A
- F2Reporting Person disclaims beneficial ownership of all such shares.