SEC Form 5 · accession 0001127602-19-004729

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James T Rankin

Other

Period of report

Dec 31, 2018

Accepted (ET)

Feb 8, 2019 · 2:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 8, 2018	G	102	$0.00	A	9,562	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	D	9,562	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	$0.00	A	569	I	Child?s trust?s proportionate LP interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	$0.00	A	761	I	Minor child?s trust?s proportionate LP interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	$0.00	A	1,712	I	Co-trustee of trust fbo nephew. Reflects proportionate LP interest in RA II, L.P. shares
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	$0.00	A	1,860	I	Co-trustee of trust fbo niece. Reflects proportionate LP interest in RA II, L.P. shares
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	A	9,562	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	$0.00	A	569	I	Child?s trust?s proportionate LP interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	$0.00	A	761	I	Minor child?s trust?s proportionate LP interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	$0.00	A	1,860	I	Co-trustee of trust fbo niece. Reflects proportionate LP interest in RA II, L.P. shares
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	$0.00	A	1,712	I	Co-trustee of trust fbo nephew. Reflects proportionate LP interest in RA II, L.P. shares
Class A Common Stock	Nov 8, 2018	G	205	$0.00	D	9,562	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F2	holding	—	—		—	563	I	Held by Spouse
Class A Common Stock^F2	holding	—	—		—	563	I	Reporting Person is co-trustee of a Trust fbo minor nephew
Class A Common Stock^F2	holding	—	—		—	645	I	Reporting Person is co-trustee of a Trust fbo minor niece
Class A Common Stock	holding	—	—		—	15,768	I	Reporting Person serves as Trustee of a Trust for the benefit of James T. Rankin
Class A Common Stock^F2	holding	—	—		—	862	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	9,562	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	569	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	761	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	1,860	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	1,712	I
Class B Common Stock^F1	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	9,562	I
Class B Common Stock^F1	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	9,562	I
Class B Common Stock^F1	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	9,562	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	569	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	761	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	1,860	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	1,712	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	15,768	15,768	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	862	862	I

Explanation of responses

F1N/A
F2Reporting Person disclaims beneficial ownership of all such shares.