SEC Form 4 · accession 0001127602-19-000439

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alison A Rankin

Other

Period of report

Nov 8, 2018

Accepted (ET)

Jan 3, 2019 · 8:15 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	—	A	18,333	I	Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	—	A	20,221	I	Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	D	4,488	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	A	18,538	I	Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	A	20,426	I	Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	D	4,283	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Jan 2, 2019	A	1,039	—	A	197,996	I	Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin
Class A Common Stock^F2	holding	—	—		—	2,046	I	Co-Trustee for the benefit of Reporting Person's daughter
Class A Common Stock^F2	holding	—	—		—	3,933	I	Co-Trustee for the benefit of Reporting Person's daughter
Class A Common Stock	holding	—	—		—	75,504	I	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	29,986	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	6,613	I	Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock	holding	—	—		—	200	I	Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock	holding	—	—		—	200	I	Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin
Class A Common Stock	holding	—	—		—	5,370	I	Reporting Person's spouse serves as Trustee of GST for the benefit of A. Farnham Rankin
Class A Common Stock	holding	—	—		—	5,370	I	Reporting Person's spouse serves as Trustee of GST for the benefit of Elisabeth M. Rankin
Class A Common Stock^F2	holding	—	—		—	25	I	Spouse's proportionate general partnership interest in shares of Rankin Associates IV, L.P.
Class A Common Stock^F2	holding	—	—		—	2,000	I	Spouse's proportionate general partnership interest shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	2,808	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock^F2	holding	—	—		—	85,056	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F2	holding	—	—		—	1,975	I	Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	20,221	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	18,333	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	4,488	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	20,426	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	18,538	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	4,283	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	2,046	2,046	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	3,933	3,933	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	75,504	75,504	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	29,986	29,986	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	6,613	6,613	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	193,586	193,586	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	2,000	2,000	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	2,808	2,808	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	85,056	85,056	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I

Explanation of responses

F1N/A
F2Reporting Person disclaims beneficial ownership of all such shares.
F3Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.