SEC Form 4 · accession 0001127602-19-000437

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas T Rankin

Director · Other

Period of report

Nov 8, 2018

Accepted (ET)

Jan 3, 2019 · 8:13 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 8, 2018	G	205	—	D	35,667	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Nov 8, 2018	G	102	—	D	35,565	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Nov 8, 2018	G	102	—	D	35,463	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Nov 8, 2018	G	102	—	D	35,361	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Nov 8, 2018	G	205	—	D	35,156	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Nov 8, 2018	G	205	—	D	34,951	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Nov 8, 2018	G	102	—	D	34,849	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Jan 2, 2019	A	1,039	—	A	150,368	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock	holding	—	—		—	7	D
Class A Common Stock^F3	holding	—	—		—	3,622	I	Held by Spouse
Class A Common Stock	holding	—	—		—	2,000	I	Proportionate general partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	25	I	Proportionate general partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock	holding	—	—		—	33,312	I	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	85,056	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock^F3	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST fbo James T. Rankin
Class A Common Stock^F3	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST fbo Mathew M. Rankin
Class A Common Stock^F3	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST fbo Thomas P. Rankin
Class A Common Stock^F3	holding	—	—		—	20,000	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F3	holding	—	—		—	1,843	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	35,667	I
Class B Common Stock^F1	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	35,565	I
Class B Common Stock^F1	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	35,463	I
Class B Common Stock^F1	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	35,361	I
Class B Common Stock^F1	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	35,156	I
Class B Common Stock^F1	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	34,951	I
Class B Common Stock^F1	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	34,849	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	7	7	D
Class B Common Stock^F3,F1	—	holding	—	—	—	—	—	Class A Common Stock	3,622	3,622	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	2,000	2,000	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	33,312	33,312	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	85,056	85,056	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	145,958	145,958	I
Class B Common Stock^F3,F1	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F3,F1	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F3,F1	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F3,F1	—	holding	—	—	—	—	—	Class A Common Stock	20,000	20,000	I
Class B Common Stock^F3,F1	—	holding	—	—	—	—	—	Class A Common Stock	1,843	1,843	I

Explanation of responses

F1N/A
F2Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.
F3Reporting Person disclaims beneficial ownership of all such shares.