SEC Form 4 · accession 0001127602-19-000431

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John C Butler Jr.

Director · Other

Period of report

Nov 8, 2018

Accepted (ET)

Jan 3, 2019 · 8:06 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 8, 2018	G	205	—	A	7,839	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	—	A	12,160	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	D	11,955	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	A	8,572	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	D	11,750	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	A	8,416	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Jan 2, 2019	A	1,039	—	A	68,048	I	Held in Trust for the benefit of Reporting Person
Class A Common Stock^F2	holding	—	—		—	3,927	I	Held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock^F2	holding	—	—		—	4,083	I	Held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock^F2	holding	—	—		—	77,289	I	Held in Trust for the benefit of Spouse
Class A Common Stock	holding	—	—		—	2,800	I	Individual Retirement Account for the benefit of Reporting Person
Class A Common Stock^F2	holding	—	—		—	69,458	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F2	holding	—	—		—	41,827	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	7,839	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	12,160	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	11,955	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	8,416	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	8,572	I
Class B Common Stock^F1,F2	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	11,750	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	63,638	63,638	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	3,927	3,927	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	4,083	4,083	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	77,289	77,289	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	2,800	2,800	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	41,827	41,827	I

Explanation of responses

F1N/A
F2Reporting Person disclaims beneficial ownership of all such shares.
F3Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.