SEC Form 4 · accession 0001127602-19-000126
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Taplin
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Dec 31, 2018 | J | 3,000 | — | D | 34,858 | D | |
| Class A Common StockF2 | Dec 31, 2018 | J | 3,000 | — | A | 3,000 | I | David F. Taplin Charitable Remainder Trust |
| Class A Common StockF2 | Jan 2, 2019 | A | 1,039 | — | A | 35,897 | D | |
| Class A Common Stock | holding | — | — | — | 100 | I | Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO David F. Taplin |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 34,865 | 34,865 | D |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 100 | 100 | I |
Explanation of responses
- F1Transfer to a charitable remainder trust for which the Reporting Person is trustee and beneficiary
- F2N/A
- F3Transfer to a charitable remainder trust for which the Reporting Person is trustee and beneficiary
- F4Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.