SEC Form 4 · accession 0001127602-18-028904
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Ratner
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 10:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 1, 2018 | A | 891 | — | A | 18,205 | D | |
| Class A Common StockF2 | Oct 1, 2018 | A | 921 | — | A | 19,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 12,272 | 12,272 | D |
Explanation of responses
- F1Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.
- F2N/A
- F3Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.