SEC Form 4 · accession 0001127602-18-028901
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Butler Jr.
Director · Other
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 1, 2018 | A | 891 | — | A | 67,009 | I | Held in Trust for the benefit of Reporting Person |
| Class A Common StockF3 | holding | — | — | — | 8,367 | I | Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. | |
| Class A Common StockF3 | holding | — | — | — | 8,211 | I | Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. | |
| Class A Common StockF3 | holding | — | — | — | 3,927 | I | Held in Trust for the benefit of Reporting Person's minor child | |
| Class A Common StockF3 | holding | — | — | — | 4,083 | I | Held in Trust for the benefit of Reporting Person's minor child | |
| Class A Common StockF3 | holding | — | — | — | 77,289 | I | Held in Trust for the benefit of Spouse | |
| Class A Common Stock | holding | — | — | — | 2,800 | I | Individual Retirement Account for the benefit of Reporting Person | |
| Class A Common Stock | holding | — | — | — | 7,634 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. | |
| Class A Common StockF3 | holding | — | — | — | 69,458 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common StockF3 | holding | — | — | — | 12,058 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. | |
| Class A Common StockF3 | holding | — | — | — | 41,827 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 8,211 | 8,211 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 63,638 | 63,638 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 3,927 | 3,927 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 4,083 | 4,083 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 77,289 | 77,289 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 2,800 | 2,800 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 8,367 | 8,367 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 7,634 | 7,634 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 69,458 | 69,458 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 12,058 | 12,058 | I |
| Class B Common StockF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 41,827 | 41,827 | I |
Explanation of responses
- F1Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.
- F2N/A
- F3Reporting Person disclaims beneficial ownership of all such shares.