SEC Form 4 · accession 0001127602-18-028896

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Roger F Rankin

Director · Other

Period of report

Oct 1, 2018

Accepted (ET)

Oct 2, 2018 · 10:24 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Oct 1, 2018	A	891	—	A	196,957	I	Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Class A Common Stock^F3	holding	—	—		—	20,119	I	Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock^F3	holding	—	—		—	18,231	I	Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock	holding	—	—		—	25	I	Proportionate general partnership interest in shares of Rankin Associates IV, L.P.
Class A Common Stock	holding	—	—		—	2,000	I	Proportionate general partnership interest shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	2,808	I	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock	holding	—	—		—	85,056	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	4,693	I	Proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock	holding	—	—		—	200	I	Reporting Person serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock	holding	—	—		—	200	I	Reporting Person serves as Trustee for the benefit of Elisabeth B. Rankin
Class A Common Stock	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST for the benefit of A. Farnham Rankin
Class A Common Stock	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST for the benefit of Elisabeth M. Rankin
Class A Common Stock^F3	holding	—	—		—	2,046	I	Spouse is Co-Trustee for the benefit of Reporting Person's daughter
Class A Common Stock	holding	—	—		—	3,933	I	Spouse is Co-Trustee for the benefit of Reporting Person's daughter
Class A Common Stock^F3	holding	—	—		—	6,613	I	Spouse serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock^F3	holding	—	—		—	75,504	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F3	holding	—	—		—	29,986	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	18,231	18,231	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	20,119	20,119	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	2,000	2,000	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	2,808	2,808	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	85,056	85,056	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	4,693	4,693	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	193,586	193,586	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	2,046	2,046	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	3,933	3,933	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	6,613	6,613	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	75,504	75,504	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	29,986	29,986	I

Explanation of responses

F1Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.
F2N/A
F3Reporting Person disclaims beneficial ownership of all such shares.