SEC Form 4 · accession 0001127602-18-006406

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Victoire G Rankin

Other

Period of report

Feb 13, 2018

Accepted (ET)

Feb 15, 2018 · 4:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Feb 13, 2018	A	5,746	—	A	350,599	I	Spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock^F2,F3	Feb 13, 2018	F	234	—	D	350,365	I	Spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock^F3	holding	—	—		—	14,160	I	Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse.
Class A Common Stock	holding	—	—		—	34,936	I	Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common Stock^F3	holding	—	—		—	14,313	I	Spouse serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock	holding	—	—		—	5,370	I	Spouse serves as Trustee of GST for the benefit of Clara R. Williams
Class A Common Stock	holding	—	—		—	5,370	I	Spouse serves as Trustee of GST for the benefit of Helen R. Butler
Class A Common Stock^F3	holding	—	—		—	9,600	I	Spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock^F3	holding	—	—		—	21,286	I	Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F3	holding	—	—		—	2,000	I	Spouse's proportionate general partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F3	holding	—	—		—	25	I	Spouse's proportionate general partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F3	holding	—	—		—	12,322	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F3	holding	—	—		—	951	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock	holding	—	—		—	1,404	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F3	holding	—	—		—	59,498	I	Spouse's proportionate LP interest in shares held by RA I, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F3	holding	—	—		—	26,119	I	Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F3	holding	—	—		—	59,675	I	Spouse's proportionate LP interest in shares held by RA IV, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F3	holding	—	—		—	1,975	I	Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	34,936	34,936	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	344,853	344,853	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	14,313	14,313	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	9,600	9,600	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	21,286	21,286	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	2,000	2,000	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	12,322	12,322	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	951	951	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	1,404	1,404	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	59,498	59,498	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	26,119	26,119	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	59,675	59,675	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I

Explanation of responses

F1Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compensation Plan.
F2N/A
F3Reporting Person disclaims beneficial ownership of all such shares.
F4Cashless Exercise - Award shares that Reporting Person's spouse surrendered to the Company in order to satisfy the tax withholding obligations with respect to the stock awarded to the Reporting Person's spouse under the Long-Term Incentive Plan.