SEC Form 4 · accession 0001127602-18-006400

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alfred M Et Al Rankin

Officer — Executive Chairman · Director · Other

Period of report

Feb 13, 2018

Accepted (ET)

Feb 15, 2018 · 4:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Feb 13, 2018	A	5,746	—	A	350,599	I	Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock^F2	Feb 13, 2018	F	234	—	D	350,365	I	Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock	holding	—	—		—	14,160	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	holding	—	—		—	2,000	I	Proportionate general partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	25	I	Proportionate general partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock	holding	—	—		—	12,322	I	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	951	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock	holding	—	—		—	1,404	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F4	holding	—	—		—	59,498	I	Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F4	holding	—	—		—	26,119	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F4,F5	holding	—	—		—	59,675	I	Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock^F4	holding	—	—		—	14,313	I	Reporting Person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST for the benefit of Clara R. Williams
Class A Common Stock	holding	—	—		—	5,370	I	Reporting Person serves as Trustee of GST for the benefit of Helen R. Butler
Class A Common Stock	holding	—	—		—	9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock^F4	holding	—	—		—	21,286	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F4	holding	—	—		—	34,936	I	Spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	2,000	2,000	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	12,322	12,322	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	951	951	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	1,404	1,404	I
Class B Common Stock^F4,F5,F2	—	holding	—	—	—	—	—	Class A Common Stock	59,498	59,498	I
Class B Common Stock^F4,F5,F2	—	holding	—	—	—	—	—	Class A Common Stock	26,119	26,119	I
Class B Common Stock^F4,F2	—	holding	—	—	—	—	—	Class A Common Stock	59,675	59,675	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F4,F2	—	holding	—	—	—	—	—	Class A Common Stock	14,313	14,313	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	344,853	344,853	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	9,600	9,600	I
Class B Common Stock^F4,F2	—	holding	—	—	—	—	—	Class A Common Stock	21,286	21,286	I
Class B Common Stock^F4,F2	—	holding	—	—	—	—	—	Class A Common Stock	34,936	34,936	I

Explanation of responses

F1Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
F2N/A
F3Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.
F4Reporting Person disclaims beneficial ownership of all such shares.
F5Reporting Person serves as the Trustee for the Trust.