SEC Form 5 · accession 0001127602-18-005918
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred M Et Al Rankin
Officer — Executive Chairman · Director · Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | D | 951 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | D | 951 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1 | Dec 14, 2017 | G | 227 | $0.00 | A | 5,370 | I | Reporting Person serves as Trustee of GST for the benefit of Helen R. Butler |
| Class A Common StockF1 | Dec 14, 2017 | G | 227 | $0.00 | A | 5,370 | I | Reporting Person serves as Trustee of GST for the benefit of Clara R. Williams |
| Class A Common Stock | holding | — | — | — | 14,160 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person. | |
| Class A Common Stock | holding | — | — | — | 2,000 | I | Proportionate general partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common Stock | holding | — | — | — | 25 | I | Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common Stock | holding | — | — | — | 12,322 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common Stock | holding | — | — | — | 1,404 | I | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common StockF2,F3 | holding | — | — | — | 59,675 | I | Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Dec 14, 2017 | G | 163 | D | — | — | Class A Common Stock | 163 | 951 | I |
Explanation of responses
- F1N/A
- F2Reporting Person disclaims beneficial ownership of all such shares.
- F3Reporting Person serves as the Trustee for the Trust.