SEC Form 5 · accession 0001127602-18-005904
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynne T Rankin
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 12:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | A | 1,405 | I | Spouse is Co-Trustee of Trust fbo nephew. Reflects proportionate LP interest in RA II, L.P. shares |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | A | 1,553 | I | Spouse is Co-trustee of trust fbo niece. Reflects proportionate interest in RA II, L.P. shares |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 1,405 | I | Spouse is Co-Trustee of Trust fbo nephew. Reflects proportionate LP interest in RA II, L.P. shares |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 1,553 | I | Spouse is Co-trustee of trust fbo niece. Reflects proportionate interest in RA II, L.P. shares |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 9,665 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 454 | I | Minor child?s trust?s proportionate LP interests in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 262 | I | Child?s trust?s proportionate LP interests in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 262 | I | Child?s trust?s proportionate LP interests in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 454 | I | Minor child?s trust?s proportionate LP interests in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 9,665 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 9,665 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 9,665 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common Stock | holding | — | — | — | 563 | D | ||
| Class A Common Stock | holding | — | — | — | 862 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. | |
| Class A Common StockF2 | holding | — | — | — | 15,768 | I | Shares held by Spouse | |
| Class A Common StockF2 | holding | — | — | — | 563 | I | Spouse serves as Co-Trustee of a Trust for the benefit of minor nephew | |
| Class A Common StockF2 | holding | — | — | — | 645 | I | Spouse serves as Co-Trustee of a Trust for the benefit of minor niece | |
| Class A Common Stock | holding | — | — | — | 0 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 1,405 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 1,553 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 1,405 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 1,553 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 9,665 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 454 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 262 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 262 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 454 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 9,665 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 9,665 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 9,665 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | D |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 862 | 862 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 15,768 | 15,768 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 645 | 645 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
Explanation of responses
- F1N/A
- F2Reporting Person disclaims beneficial ownership of all such shares.