SEC Form 5 · accession 0001127602-18-005884
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce T Rankin
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | D | 59,498 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 81 | $0.00 | D | 26,119 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common Stock | holding | — | — | — | 14,313 | I | Held in Trust for the benefit of Reporting Person | |
| Class A Common StockF4 | holding | — | — | — | 59,675 | I | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | D | — | — | Class A Common Stock | 227 | 59,498 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1,F3 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 26,119 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 14,313 | 14,313 | I |
| Class B Common StockF4,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 59,675 | 59,675 | I |
Explanation of responses
- F1N/A
- F2Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the Reporting Person.
- F3Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the Reporting Person.
- F4Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of the Reporting Person.