SEC Form 5 · accession 0001127602-18-005882

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Claiborne R Rankin

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 12:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	29	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	29	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	58	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	163	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	163	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	163	$0.00	D	36,890	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Dec 14, 2017	G	227	$0.00	A	5,370	I	Reporting Person serves as Trustee of GST fbo Chloe R. Seelbach
Class A Common Stock^F1,F2	Dec 14, 2017	G	227	$0.00	A	5,370	I	Reporting Person serves as Trustee of GST fbo Clairborne R. Rankin Jr.
Class A Common Stock^F1	Dec 14, 2017	G	227	$0.00	A	5,370	I	Reporting Person serves as Trustee of GST fbo Julia R. Kuipers
Class A Common Stock^F2	holding	—	—		—	2,360	I	Held in Trust fbo Reporting Person's Spouse
Class A Common Stock	holding	—	—		—	25	I	Proportionate general partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock	holding	—	—		—	2,000	I	Proportionate general partnership interest shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate interest in shares held by Rankin Management, Inc.
Class A Common Stock	holding	—	—		—	18,312	I	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	85,056	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F2	holding	—	—		—	123,080	I	Reporting Person serves as Trustee of a Trust for the benefit of Clairborne R. Rankin
Class A Common Stock^F2	holding	—	—		—	2,116	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F2	holding	—	—		—	50,000	I	Spouse?s proportionate interest in shares held by Rankin Associates I, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	36,890	I
Class B Common Stock^F1	—	Dec 14, 2017	G	29	D	—	—	Class A Common Stock	29	36,890	I
Class B Common Stock^F1	—	Dec 14, 2017	G	29	D	—	—	Class A Common Stock	29	36,890	I
Class B Common Stock^F1	—	Dec 14, 2017	G	58	D	—	—	Class A Common Stock	58	36,890	I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	36,890	I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	36,890	I
Class B Common Stock^F1	—	Dec 14, 2017	G	163	D	—	—	Class A Common Stock	163	36,890	I
Class B Common Stock^F1	—	Dec 14, 2017	G	163	D	—	—	Class A Common Stock	163	36,890	I
Class B Common Stock^F1	—	Dec 14, 2017	G	163	D	—	—	Class A Common Stock	163	36,890	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	2,360	2,360	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	2,000	2,000	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	18,312	18,312	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	85,056	85,056	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	123,080	123,080	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	2,116	2,116	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	50,000	50,000	I

Explanation of responses

F1N/A
F2Reporting Person disclaims beneficial ownership of all such shares.