SEC Form 5 · accession 0001127602-18-005880
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chloe O Rankin
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 12:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | A | 5,370 | I | Spouse serves as Trustee of GST fbo Chloe R. Seelbach |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | A | 5,370 | I | Spouse serves as Trustee of GST fbo Clairborne R. Rankin, Jr. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 227 | $0.00 | A | 5,370 | I | Spouse serves as Trustee of GST fbo Julia R. Kuipers |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 29 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 29 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 58 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | D | 36,890 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common Stock | holding | — | — | — | 50,000 | I | Proportionate interest in shares held by Rankin Associates I, L.P. | |
| Class A Common Stock | holding | — | — | — | 2,116 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. | |
| Class A Common Stock | holding | — | — | — | 2,360 | I | Reporting Person serves as Trustee of a Trust for the benefit of Chloe O. Rankin | |
| Class A Common StockF2 | holding | — | — | — | 123,080 | I | Spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin | |
| Class A Common StockF2 | holding | — | — | — | 2,000 | I | Spouse's proportionate general partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common StockF2 | holding | — | — | — | 25 | I | Spouse's proportionate general partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common StockF2 | holding | — | — | — | 18,312 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common StockF2 | holding | — | — | — | 85,056 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common StockF2 | holding | — | — | — | 1,975 | I | Spouse?s proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | A | — | — | Class A Common Stock | 227 | 5,370 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | A | — | — | Class A Common Stock | 227 | 5,370 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 227 | A | — | — | Class A Common Stock | 227 | 5,370 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 36,890 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 29 | D | — | — | Class A Common Stock | 29 | 36,890 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 29 | D | — | — | Class A Common Stock | 29 | 36,890 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 58 | D | — | — | Class A Common Stock | 58 | 36,890 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 36,890 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | D | — | — | Class A Common Stock | 81 | 36,890 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | D | — | — | Class A Common Stock | 163 | 36,890 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | D | — | — | Class A Common Stock | 163 | 36,890 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | D | — | — | Class A Common Stock | 163 | 36,890 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 50,000 | 50,000 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 2,116 | 2,116 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 2,360 | 2,360 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 123,080 | 123,080 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 2,000 | 2,000 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 25 | 25 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 18,312 | 18,312 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 85,056 | 85,056 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 1,975 | 1,975 | I |
Explanation of responses
- F1N/A
- F2Reporting Person disclaims beneficial ownership of all such shares.