SEC Form 5 · accession 0001127602-18-005878
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara R Williams
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 14, 2017 | G | 81 | $0.00 | A | 12,058 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | D | 12,058 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | D | 12,058 | I | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | A | 6,899 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | A | 9,740 | I | Minor child's trust's proportionate LP interests in shares held by Rankin Associates II, L.P. |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | A | 8,365 | I | Minor child's trust's proportionate LP interests in shares held by Rankin Associates II, L.P. |
| Class A Common Stock | holding | — | — | — | 77,289 | I | Held by Trust for the benefit of Reporting Person | |
| Class A Common Stock | holding | — | — | — | 69,458 | I | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | |
| Class A Common Stock | holding | — | — | — | 41,827 | I | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. | |
| Class A Common StockF2 | holding | — | — | — | 3,927 | I | Spouse is Trustee of a Trust for the benefit of Reporting Person's minor child | |
| Class A Common StockF2 | holding | — | — | — | 2,553 | I | Spouse is Trustee of a Trust for the benefit of Reporting Person's minor child | |
| Class A Common StockF2 | holding | — | — | — | 8,902 | I | Spouse serves as Trustee of a Trust for the benefit of David B. Williams |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 12,058 | I |
| Class B Common StockF1 | — | Dec 14, 2017 | G | 163 | D | — | — | Class A Common Stock | 163 | 12,058 | I |
| Class B Common StockF1 | — | Dec 14, 2017 | G | 163 | D | — | — | Class A Common Stock | 163 | 12,058 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 6,899 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 9,740 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 8,365 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 77,289 | 77,289 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 69,458 | 69,458 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 41,827 | 41,827 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 2,553 | 2,553 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 3,927 | 3,927 | I |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 8,902 | 8,902 | I |
Explanation of responses
- F1N/A
- F2Reporting Person disclaims beneficial ownership of all such shares.