SEC Form 5 · accession 0001127602-18-005812

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David B Williams

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 11:52 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 14, 2017	G	163	$0.00	A	6,899	I	Proportionate interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	A	8,365	I	Minor child's trust's proportionate LP interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	A	9,740	I	Minor child's trust's proportionate LP interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	A	12,058	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	D	12,058	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	D	12,058	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F2	holding	—	—		—	77,289	I	Held by Trust for the benefit of spouse
Class A Common Stock^F2	holding	—	—		—	2,553	I	Reporting Person is Trustee of a Trust for the benefit of minor child
Class A Common Stock^F2	holding	—	—		—	3,927	I	Reporting Person is Trustee of a Trust for the benefit of minor child
Class A Common Stock	holding	—	—		—	8,902	I	Reporting person serves as Trustee of a Trust for the benefit of the David B. Williams
Class A Common Stock^F2	holding	—	—		—	69,458	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F2	holding	—	—		—	41,827	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Dec 14, 2017	G	163	A	—	—	Class A Common Stock	163	6,899	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	163	A	—	—	Class A Common Stock	163	9,740	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	163	A	—	—	Class A Common Stock	163	8,365	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	81	A	—	—	Class A Common Stock	81	12,058	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	163	D	—	—	Class A Common Stock	163	12,058	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	163	D	—	—	Class A Common Stock	163	12,058	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	77,289	77,289	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	3,927	3,927	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	2,553	2,553	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	8,902	8,902	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	41,827	41,827	I

Explanation of responses

F1N/A
F2Reporting Person disclaims beneficial ownership of all such shares.