SEC Form 4 · accession 0001127602-18-000921

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas T Rankin

Director · Other

Period of report

Dec 14, 2017

Accepted (ET)

Jan 3, 2018 · 9:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 14, 2017	G	81	—	D	36,358	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	—	D	36,277	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	—	D	36,196	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	—	D	36,115	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	—	D	36,034	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	—	D	35,953	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	—	D	35,872	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Dec 14, 2017	G	227	—	A	5,370	I	Reporting Person serves as Trustee of GST fbo Mathew M. Rankin
Class A Common Stock^F1,F2	Dec 14, 2017	G	227	—	A	5,370	I	Reporting Person serves as Trustee of GST fbo James T. Rankin
Class A Common Stock^F1,F2	Dec 14, 2017	G	227	—	A	5,370	I	Reporting Person serves as Trustee of GST fbo Thomas P. Rankin
Class A Common Stock^F1	Jan 2, 2018	A	704	—	A	146,662	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock	holding	—	—		—	7	D
Class A Common Stock^F2	holding	—	—		—	3,622	I	Held by Spouse
Class A Common Stock	holding	—	—		—	2,000	I	Proportionate general partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	25	I	Proportionate general partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock	holding	—	—		—	33,312	I	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	85,056	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock^F2	holding	—	—		—	20,000	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F2	holding	—	—		—	1,843	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	36,358	I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	36,277	I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	36,196	I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	36,115	I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	36,034	I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	35,953	I
Class B Common Stock^F1	—	Dec 14, 2017	G	81	D	—	—	Class A Common Stock	81	35,872	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	7	7	D
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	3,622	3,622	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	2,000	2,000	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	33,312	33,312	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	85,056	85,056	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	145,958	145,958	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	20,000	20,000	I
Class B Common Stock^F2,F1	—	holding	—	—	—	—	—	Class A Common Stock	1,843	1,843	I

Explanation of responses

F1N/A
F2Reporting Person disclaims beneficial ownership of all such shares.
F3Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.