SEC Form 4 · accession 0001437749-19-003414
FFBW, Inc. · FFBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Wayne Johnson
Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 26, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709017
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | L | 1,000 | $11.05 | A | 8,000 | I | by IRA |
| Common Stock | holding | — | — | — | 4,574 | D | ||
| Common Stock | holding | — | — | — | 5,500 | I | As Trustee for Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.92 | holding | — | — | — | Nov 28, 2019 | Nov 28, 2028 | Common Stock | 9,257 | 9,257 | D |