SEC Form 4 · accession 0001437749-19-001510
FFBW, Inc. · FFBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn Gutenkunst
Director
Period of report
Dec 12, 2018
Accepted (ET)
Jan 29, 2019 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709017
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2018 | L | 100 | $10.88 | A | 10,674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.92 | holding | — | — | — | Nov 28, 2019 | Nov 28, 2028 | Common Stock | 9,257 | 9,257 | D |