SEC Form 4 · accession 0001304079-26-000010
ELUTIA INC. · ELUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Ferguson
Officer — CHIEF FINANCIAL OFFICER
Period of report
Sep 10, 2026
Accepted (ET)
Sep 14, 2026 · 5:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001708527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Sep 10, 2026 | M | 12,500 | — | A | 494,389 | D | |
| Class A Common StockF4,F3 | Sep 10, 2026 | F | 4,486 | $0.80 | D | 489,903 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F5 | — | Sep 10, 2026 | M | 12,500 | D | — | — | Class A Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- F3Includes 1,807 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.
- F4Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units.
- F5On January 31, 2024, the Reporting Person was granted 150,000 restricted stock units, Restricted stock units as to 1/6 vest on June 10, 2024, and as to 1/12 vest quarterly on each of the following dates: September 10, 2024, December 10, 2024, March 10, 2025, June 10, 2025, September 10, 2025, December 10, 2025, March 10, 2026, June 10, 2026, September 10, 2026, and December 10, 2026.