Form4insider filings, from the source

SEC Form 4 · accession 0001209191-19-010312

Harpoon Therapeutics, Inc. · HARP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Todd Foley
10% Owner
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001708493

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3Feb 12, 2019C1,525,164—A1,847,227ISee Footnote
Common StockF1,F3,F4Feb 12, 2019C1,578,751—A3,425,978ISee Footnote
Common StockF1,F3,F5Feb 12, 2019C417,852—A3,843,830ISee Footnote
Common StockF3,F7Feb 12, 2019X432,119$0.0492A4,275,949ISee Footnote
Common StockF3,F8Feb 12, 2019S1,524$14.00D4,274,425ISee Footnote
Common StockF3,F9Feb 12, 2019P250,000$14.00A4,524,425ISee Footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Preferred StockF10,F1—Feb 12, 2019C1,525,164D——Common Stock1,525,1640I
Series B Preferred StockF10,F1—Feb 12, 2019C1,578,751D——Common Stock1,578,7510I
Series C Preferred StockF10,F1—Feb 12, 2019C417,852D——Common Stock417,8520I
Common Stock Warrant (Right to Buy)F10$0.0492Feb 12, 2019X25,418DMar 24, 2015Mar 24, 2025Common Stock25,4180I
Common Stock Warrant (Right to Buy)F10$0.0492Feb 12, 2019X57,192DJul 23, 2015Jul 23, 2025Common Stock57,1920I
Common Stock Warrant (Right to Buy)F10$0.0492Feb 12, 2019X171,579DAug 19, 2015Aug 19, 2025Common Stock171,5790I
Common Stock Warrant (Right to Buy)F10$0.0492Feb 12, 2019X50,837DDec 16, 2015Dec 16, 2025Common Stock50,8370I
Common Stock Warrant (Right to Buy)F10$0.0492Feb 12, 2019X76,256DNov 1, 2016Nov 1, 2026Common Stock76,2560I
Common Stock Warrant (Right to Buy)F10$0.0492Feb 12, 2019X50,837DJan 10, 2017Jan 10, 2027Common Stock50,8370I

Explanation of responses