SEC Form 4 · accession 0001615774-17-004652
SIMPLICITY ESPORTS & GAMING Co · WINR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
I-AM Capital Partners LLC
10% Owner
Period of report
Aug 22, 2017
Accepted (ET)
Aug 22, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001708410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 22, 2017 | P | 254,500 | $10.00 | A | 1,692,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are underlying units (each unit consisting of one share of common stock, one right entitling the holder thereof to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination and one warrant to purchase one share of common stock) held by I-AM Capital Partners LLC (the "Sponsor"), acquired pursuant to an amended and restated unit purchase agreement by and between the Sponsor and the issuer.
- F2Includes up to 187,500 shares of common stock that are subject to forfeiture in the event that the underwriters of the issuer's initial public offering do not exercise their over-allotment option in full.