SEC Form 3 · accession 0001615774-17-004528
SIMPLICITY ESPORTS & GAMING Co · WINR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Caldwell
Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 17, 2017 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001708410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Caldwell does not beneficially own any shares of common stock of the issuer. However, Mr. Caldwell has a pecuniary interest in shares of common stock through his ownership of membership interests of I-AM Capital Partners LLC, the issuer's sponsor.