SEC Form 4 · accession 0001461790-19-000016
SIMPLICITY ESPORTS & GAMING Co · WINR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
K2 PRINCIPAL FUND, L.P.
10% Owner
Shawn Kimel Investments, Inc.
10% Owner
K2 Genpar 2017 Inc.
10% Owner
Period of report
Mar 7, 2019
Accepted (ET)
Mar 8, 2019 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001708410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2019 | S | 634 | $1.2874 | D | 92,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | holding | — | — | — | Nov 20, 2018 | May 22, 2024 | Common Stock | 781,655 | 781,655 | D |