SEC Form 3 · accession 0001567619-18-008023
Ribbon Communications Inc. · RBBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
JPMC Heritage Parent LLC
10% Owner
Period of report
Dec 5, 2018
Accepted (ET)
Dec 14, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001708055
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 48,190,718 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 5, 2018, The Reporting Person, an indirectly wholly-owned subsidiary of JPMorgan Chase & Co., acquired the 1,142,007 shares of Common Stock of the Issuer previously held by OEP III Co-Investors, LP.
- F2The Reporting Person is the record holder of 1,142,007 shares of Common Stock and Heritage PE (OEP) III, L.P. ("Heritage III") is the record holder of 47,048,711 shares of Common Stock. The Reporting Person is the general partner of OEP General Partner III L.P., which is the general partner of Heritage III. As such, the Reporting Person may be deemed to have or share beneficial ownership of the Common Stock held directly by Heritage III. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.