SEC Form 4 · accession 0000899243-17-023544
Ecovyst Inc. · ECVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. Sichko Jr.
Officer — See Remarks
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001708035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2017 | A | 70,713 | $0.00 | A | 116,047 | D | |
| Common StockF1 | holding | — | — | — | 585,042 | I | By family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $16.97 | Oct 2, 2017 | A | 18,587 | A | — | Oct 2, 2027 | Common Stock | 18,587 | 18,587 | D |
| Stock Option (right to buy)F3 | $16.97 | Oct 2, 2017 | A | 37,175 | A | — | Oct 2, 2027 | Common Stock | 37,175 | 55,762 | D |
Explanation of responses
- F1Represents shares of common stock held by a family trust. Mr. Sichko disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that Mr. Sichko is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2This option vests in two equal annual installments beginning on June 30, 2018.
- F3This option vests in three equal annual installments beginning on October 2, 2018.
Remarks
Chief Administrative Officer, Assistant Secretary and Vice President