SEC Form 4 · accession 0001707925-19-000009
LINDE PLC · LIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nance K Dicciani
Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 17,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Resticted Stock UnitsF1 | — | Feb 26, 2019 | A | 759 | A | — | — | Ordinary Shares | 759 | 759 | D |
| Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Ordinary Shares | 5,910 | 5,910 | D |
| Deferred Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Ordinary Shares | 6,653 | 6,653 | D |
Explanation of responses
- F1The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the February 26, 2019 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
- F2RSUs that have fully vested but whose payment in Linde plc Ordinary Shares has been deferred by the reporting person until termination of service as a director or a spesific future date.
- F3Conversion to Linde plc Ordinary Shares is on a 1-for-one basis.
- F4Deferred stock units acquired under the Praxair Director's Fees Deferral Plan and are to be settled in Linde plc Ordinary Shares upon the reporting person's retirement or termination of service.