SEC Form 4 · accession 0001707925-19-000004
LINDE PLC · LIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eduardo F Menezes
Officer — Head of Americas Gases Group
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Feb 25, 2019 | M | 6,330 | $0.00 | A | 59,450 | D | |
| Ordinary SharesF2 | Feb 25, 2019 | F | 2,934 | $173.50 | D | 56,516 | D | |
| Ordinary SharesF1 | Feb 25, 2019 | M | 6,464 | $0.00 | A | 62,980 | D | |
| Ordinary SharesF2 | Feb 25, 2019 | F | 2,996 | $173.50 | D | 59,984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 25, 2019 | M | 6,330 | D | — | — | Ordinary Shares | 6,330 | 0 | D |
| Restricted Stock UnitF1 | — | Feb 25, 2019 | M | 6,464 | D | — | — | Ordinary Shares | 6,464 | 0 | D |
| Deffered Stock UnitF9,F10 | — | Feb 25, 2019 | A | 93 | A | — | — | Ordinary Shares | 93 | 93 | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 7,375 | 7,375 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 7,808 | 7,808 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 5,340 | 5,340 | D |
| Stock Option (right to buy)F5 | $109.68 | holding | — | — | — | Feb 28, 2013 | Feb 28, 2022 | Ordinary Shares | 43,005 | 43,005 | D |
| Stock Option (right to buy)F5 | $110.58 | holding | — | — | — | Feb 26, 2014 | Feb 26, 2023 | Ordinary Shares | 35,220 | 35,220 | D |
| Stock Option (right to buy)F5 | $128.80 | holding | — | — | — | Feb 25, 2015 | Feb 25, 2024 | Ordinary Shares | 37,305 | 37,305 | D |
| Stock Option (right to buy)F5 | $128.38 | holding | — | — | — | Feb 24, 2016 | Feb 24, 2025 | Ordinary Shares | 47,375 | 47,375 | D |
| Stock Option (right to buy)F6 | $102.22 | holding | — | — | — | Feb 23, 2017 | Feb 23, 2026 | Ordinary Shares | 89,070 | 89,070 | D |
| Stock Option (right to buy)F7 | $118.71 | holding | — | — | — | Feb 28, 2018 | Feb 28, 2027 | Ordinary Shares | 71,400 | 71,400 | D |
| Stock Option (right to buy)F8 | $154.00 | holding | — | — | — | Feb 27, 2019 | Feb 27, 2028 | Ordinary Shares | 61,430 | 61,430 | D |
Explanation of responses
- F1Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 23, 2016.
- F10Deferred stock units acquired under the Praxair Compensation Deferred Plan as amended ("Deferral Plan") and are to be settled in Linde plc Ordinary Shares on a one-for-one basis.
- F2Ordinary shares withheld from the RSU payout to cover tax withholdings.
- F3Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- F4Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
- F5This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- F6This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
- F7This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- F8This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
- F9Conversion to Linde plc ordinary shares is on a one-for-one basis.