SEC Form 4 · accession 0001707925-18-000034
LINDE PLC · LIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne K Roby
Officer — Head of Global Functions Group
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 16, 2018 | F | 1,755 | $165.47 | D | 24,993 | D | |
| Ordinary Shares | holding | — | — | — | 1,329 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 3,885 | 3,885 | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 3,510 | 3,510 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 4,328 | 4,328 | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 3,588 | 3,588 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 2,960 | 2,960 | D |
| Stock Option (right to buy)F5 | $97.84 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 13,195 | 13,195 | D |
| Stock Option (right to buy)F5 | $109.68 | holding | — | — | — | Feb 28, 2013 | Feb 28, 2022 | Common Stock | 18,430 | 18,430 | D |
| Stock Option (right to buy)F5 | $110.58 | holding | — | — | — | Feb 26, 2014 | Feb 26, 2023 | Common Stock | 15,790 | 15,790 | D |
| Stock Option (right to buy)F5 | $128.80 | holding | — | — | — | Feb 25, 2015 | Feb 25, 2024 | Common Stock | 19,900 | 19,900 | D |
| Stock Option (right to buy)F5 | $128.38 | holding | — | — | — | Feb 24, 2016 | Feb 24, 2025 | Common Stock | 26,490 | 26,490 | D |
| Stock Option (right to buy)F6 | $102.22 | holding | — | — | — | Feb 23, 2017 | Feb 23, 2026 | Common Stock | 49,405 | 49,405 | D |
| Stock Option (right to buy)F7 | $118.71 | holding | — | — | — | Feb 28, 2018 | Feb 28, 2027 | Common Stock | 39,585 | 39,585 | D |
| Stock Option (right to buy)F8 | $154.00 | holding | — | — | — | Feb 27, 2019 | Feb 27, 2028 | Common Stock | 32,335 | 32,335 | D |
Explanation of responses
- F1Ordinary Shares withheld for the payment of taxes in connection with the payout in Ordinary Shares of previously granted deferred stock units.
- F2Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- F3Restricted Stock units that will vest in full and payout February 23, 2019 in Linde plc Ordinary Shares on a one-for-one basis.
- F4Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
- F5This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- F6This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
- F7This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- F8This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.