SEC Form 4 · accession 0001209191-19-003112
Delphi Technologies PLC · DLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Dauch
Officer — Chief Executive Officer · Director
Period of report
Jan 7, 2019
Accepted (ET)
Jan 9, 2019 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707092
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $15.06 | Jan 7, 2019 | A | 1,006,077 | A | — | — | Ordinary Shares | 1,006,077 | 1,006,077 | D |
Explanation of responses
- F1Exercisable in 20% increments over a five year period beginning on January 7, 2020; provided that if the holder's employment terminates due to death, disability or without cause, the unvested portion shall immediately vest and become exercisable, but if the holder's employment is otherwise terminated, then such remaining portion shall be forfeited.
- F2On the earlier of January 7, 2029 or three months following the termination of the holder's employment.