SEC Form 4 · accession 0001209191-19-001410
Delphi Technologies PLC · DLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hari N Nair
Officer — Interim CEO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 31, 2018 | F | 848 | $0.00 | D | 6,375 | D | |
| Ordinary SharesF3 | Dec 31, 2018 | X | 60 | $0.00 | A | 6,435 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF4 | — | Dec 31, 2018 | X | 60 | D | — | — | Ordinary Shares | 60 | 55 | D |
Explanation of responses
- F1Represents ordinary shares being withheld to pay tax liability incident to the vesting of time based restricted share units and settlement of dividend equivalent rights previously granted pursuant to Rule 16b-3.
- F2Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2.
- F3Includes 3,211 time based restricted share units granted to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer and which vest in April 2019.
- F4Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.