SEC Form 4 · accession 0001209191-18-015776
Delphi Technologies PLC · DLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D. Harrington
Officer — Senior Vice President*
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707092
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 28, 2018 | A | 4,483 | A | — | — | Ordinary Shares | 4,483 | 4,483 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 28, 2018 | A | 5,978 | A | — | — | Ordinary Shares | 5,978 | 10,461 | D |
Explanation of responses
- F1Reflects a one-time special grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.
- F2Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.
Remarks
* and General Counsel