SEC Form 4 · accession 0001209191-18-015768
Delphi Technologies PLC · DLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Gustanski
Officer — Senior Vice President*
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 10,594 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2 | — | Feb 28, 2018 | A | 2,491 | A | — | — | Ordinary Shares | 2,491 | 2,491 | D |
| Restricted Share UnitsF3 | — | Feb 28, 2018 | A | 2,491 | A | — | — | Ordinary Shares | 2,491 | 4,982 | D |
Explanation of responses
- F1Includes Ordinary Shares plus an additional 3,629 of restricted stock units previously granted pursuant to an approved employee incentive plan, which vest at various points with the passage of time and which earn dividend equivalents until fully vested.
- F2Reflects a one-time special grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.
- F3Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.