SEC Form 4 · accession 0001209191-18-000700
Delphi Technologies PLC · DLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Butterworth
Officer — CEO · Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 67,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2 | $0.00 | Dec 29, 2017 | A | 23,606 | A | — | — | Ordinary Shares | 23,606 | 23,606 | D |
Explanation of responses
- F1Includes 321 ordinary shares and 67,459 time-vesting restricted share units received in respect of securities of Aptiv PLC (formerly Delphi Automotive PLC) in connection with the Issuer's spin-off from Aptiv PLC.
- F2Reflects restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.