SEC Form 3 · accession 0001415889-17-001336
CC Real Estate Income Fund-ADV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 31, 2017
Accepted (ET)
Aug 7, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001706589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 16,502 | I | By NSAM FV Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned directly by NSAM FV Holdings, LLC, which is a wholly-owned subsidiary of Colony Capital Operating Company, LLC ("CCOC"), which is a wholly-controlled subsidiary of Colony NorthStar, Inc. ("CLNS"). CLNS and CCOC are indirect beneficial owners of the reported securities.