SEC Form 4 · accession 0001615594-18-000017
Cibus, Inc. · CBUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michel Arbadji
Officer — Director of Business Developme
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 2:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001705843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | M | 3,500 | $3.5878 | A | 32,900 | D | |
| Common StockF2 | Feb 28, 2018 | S | 3,500 | $18.6342 | D | 29,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $3.5878 | Feb 28, 2018 | M | 3,500 | D | Apr 7, 2016 | Apr 7, 2026 | Common Stock | 3,500 | 119,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05-18.82, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote (2) to this Form 4.