SEC Form 4 · accession 0001127602-18-011458
Cibus, Inc. · CBUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alain Godard
Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 13, 2018 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001705843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2018 | M | 10,000 | $3.5875 | A | 49,200 | D | |
| Common Stock | Mar 5, 2018 | S | 10,000 | $19.00 | D | 39,200 | D | |
| Common Stock | Mar 9, 2018 | M | 10,000 | $3.5875 | A | 49,200 | D | |
| Common Stock | Mar 9, 2018 | S | 10,000 | $19.00 | D | 39,200 | D | |
| Common Stock | Mar 12, 2018 | M | 10,000 | $3.5878 | A | 49,200 | D | |
| Common Stock | Mar 12, 2018 | S | 10,000 | $19.00 | D | 39,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.5878 | Mar 5, 2018 | M | 10,000 | D | Apr 7, 2016 | Apr 7, 2026 | Common Stock | 10,000 | 64,300 | D |
| Stock Option (Right to Buy) | $3.5878 | Mar 9, 2018 | M | 10,000 | D | Apr 7, 2016 | Apr 7, 2026 | Common Stock | 10,000 | 54,300 | D |
| Stock Option (Right to Buy) | $3.5878 | Mar 12, 2018 | M | 10,000 | D | Apr 7, 2016 | Apr 7, 2026 | Common Stock | 10,000 | 44,300 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.